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N3 date delayed
The Financial Services Authority is to take over the regulation of all mortgage sales, advice and general insurance products, the Treasury has announced.
From 2004, around 14,000 brokers and advisors will come under the FSA’s remit, in a move..
Online Published Date:
01 December 2001
Appeared in issue:
4.12 - 01 December 2001
PR firms in firing line
The Financial Services Authority has warned financial PR firms that they face unlimited fines because they have not realised the implications of new regulations, banning attempts to mislead the stock market.
The FSA expects to take action, both..
Online Published Date:
01 December 2001
Appeared in issue:
4.12 - 01 December 2001
New probe into Equitable
The Financial Services Authority has launched a new probe into UK insurer Equitable Life after the discovery of a letter, which the watchdog said raised questions about statements made by the firm about its financial strength.
The letter dated April..
Online Published Date:
01 December 2001
Appeared in issue:
4.12 - 01 December 2001
IOSCO disaster recovery plans
Following its meeting in Rome, IOSCO has announced the creation of a special project team to explore the actions securities regulators should take in view of events such as September 11 and their aftermath. The team is to be headed up by Michel..
Online Published Date:
01 December 2001
Appeared in issue:
4.12 - 01 December 2001
Newspoints
Offshore group endorses new rules
Online Published Date:
01 December 2001
Appeared in issue:
4.12 - 01 December 2001
Hong Kong
Corporate Finance Adviser Code of Conduct
Online Published Date:
01 December 2001
Appeared in issue:
4.12 - 01 December 2001
Malaysia
Islamic banking in Malaysia
Online Published Date:
01 December 2001
Appeared in issue:
4.12 - 01 December 2001
UK
N2– A Regulatory Signpost to the Future
Online Published Date:
01 December 2001
Appeared in issue:
4.12 - 01 December 2001
UK
Money Laundering: A new era of regulation
Online Published Date:
01 December 2001
Appeared in issue:
4.12 - 01 December 2001
US
New United States Anti-Money Laundering Law Changes International Banking Rules
Online Published Date:
01 December 2001
Appeared in issue:
4.12 - 01 December 2001
Basel
With a little help from some friends
Online Published Date:
01 December 2001
Appeared in issue:
4.12 - 01 December 2001
EU
Recent developments on the market abuse directive
Online Published Date:
01 December 2001
Appeared in issue:
4.12 - 01 December 2001
Unclear and unsettled
Geoff Whitehouse, editor
Online Published Date:
01 December 2001
Appeared in issue:
4.12 - 01 December 2001
UK
FSA to concentrate on firms with most risk
Online Published Date:
01 December 2001
Appeared in issue:
December 2000 - 01 December 2000